Senior Compliance Officer Treasury and Trade Services

TTS NAM Compliance seeks a compliance professional with AML and US Sanctions regulatory background, ideally in an institutional banking capacity, to provide compliance support for TTS NAM’s Trade Solutions

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Published on 06.October.2014 –

Description : TTS NAM Compliance seeks a compliance professional with AML and US Sanctions regulatory background, ideally in an institutional banking capacity, to provide compliance support for TTS NAM’s Trade Solutions.

This important product set includes traditional trade services products (letters of credit, documentary collections, bank to bank reimbursements, bankers acceptances.) as well as innovative offerings in supply chain finance, accounts receivables finance, export agency finance and trade working capital finance.

The successful candidate will help provide compliance oversight for this portfolio, including responsibility for reviewing transaction escalations for a variety of compliance concerns, drafting SARs, supporting exams and audits, tracking issues as identified, and supporting business and regulatory requests as needed.

This individual will need strong risk management, organizational, and interpersonal skills to liaise closely with other global control support functions, including AML Compliance, In-Business Risk, Legal, Compliance Testing, Audit, and cross-sector control counterparts, among others.

The successful candidate will also be expected to initiate and coordinate compliance-focused projects ranging from regulatory guidance implementations, technology enhancements, training initiatives, gap analyses, and other ad hoc projects as needed.

The role also requires the ability to coordinate globally and across sectors. Must be a self-starter with ability to multi-task in a client-centric, results focused environment.

Qualifications: Minimum of 7 years of experience in a Compliance, controls, or relevant operational role in the financial industry
Education Level: Bachelor’s Degree
Pluses include:

  • Trade Solutions background
  • Regulatory background
  • Operational risk background

Advanced degree – J.D. or MBA
Skills/Requirements: Bachelor’s Degree

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